Jared Kaplan, co-founder of Anthropic and one of the pioneers of scaling laws research, shares insights on how AI models are trained and why scaling is the fundamental driver of AI progress.

From Physics to AI

Background

  • Spent most of his career as a theoretical physicist
  • Mother was a science fiction writer - inspired interest in physics to explore faster-than-light travel
  • Interested in fundamental questions: Is the universe deterministic? Do we have free will?
  • Met many Anthropic co-founders during physics career
  • Initially skeptical about AI (“SVMs aren’t that exciting”)
  • Convinced to transition to AI about six years ago

Two Phases of AI Training

Phase 1: Pre-training

  • Train AI models to imitate human-written text
  • Learn correlations underlying the data
  • Teach models what words are likely to follow other words
  • Now includes multimodal data in contemporary models

Phase 2: Reinforcement Learning

  • Use human feedback to optimize model behavior
  • Reinforce behaviors chosen to be helpful, honest, and harmless
  • Discourage bad behaviors
  • Early Claude versions used simple comparison interfaces

Scaling Laws: The Key Discovery

The Fundamental Insight

  • Asked “dumb” physicist questions: How big should the data be? How much does it help?
  • Discovered remarkably precise trends - as precise as anything in physics or astronomy
  • Performance improves predictably as you scale up compute, data, and model size

Why This Matters

  • Trends observed across many orders of magnitude
  • Gives conviction that AI will keep getting smarter predictably
  • Not about researchers suddenly getting smart - found a systematic way to improve AI

Scaling in Reinforcement Learning

  • Andy Jones studied scaling laws for AlphaGo using the simpler game Hex
  • Found similar straight-line trends in RL training
  • Both pre-training and RL show scaling benefits

AI Capabilities: Two Axes

Flexibility (Y-axis)

  • Ability of AI to meet us where we are
  • Progress from narrow systems (AlphaGo only plays Go) to multimodal models
  • Moving toward handling all modalities humans can deal with

Task Horizon (X-axis) - More Interesting

  • How long would it take a person to do tasks AI can do
  • Doubling roughly every 7 months (per METR research)
  • Currently at hours-scale tasks
  • Projecting toward days, weeks, months, years

Future Vision

  • AI models or millions of models working together
  • Able to do work of entire human organizations
  • Could make 50 years of theoretical physics progress in days/weeks

What’s Left for Human-Level AI?

Key Ingredients Needed

  1. Organizational Knowledge

    • AI needs context like someone who’s worked at a company for years
    • Not just blank slate interactions
  2. Memory

    • Track progress on long tasks
    • Build and retrieve relevant memories
    • Being built into Claude 4
  3. Oversight/Supervision

    • Understand fine-grained nuances
    • Solve hard, fuzzy tasks
    • Generate nuanced reward signals for RL
    • Beyond just “code passes tests” or “math answer is correct”
  4. Complexity Progression

    • Text models to multimodal to robotics
    • Continued gains from scale expected

Advice for Builders

Build Things That Don’t Quite Work Yet

  • AI models are getting better very quickly
  • If Claude 4 is “a little bit too dumb” for your product, Claude 5 will make it work
  • Experiment on the boundaries of what AI can do

Use AI to Integrate AI

  • Main bottleneck: AI developing faster than we can integrate it
  • Leverage AI for AI integration to speed adoption

Find Fast Adoption Areas

  • Software engineering exploding with AI integration
  • Question: What’s next beyond coding?
  • Look for areas where 70-80% accuracy is good enough

On Claude 4

Improvements Over 3.7 Sonnet

  • 3.7 was “a little bit too eager” - would do anything to make tests pass
  • Claude 4 improves agentic capabilities for coding and other applications
  • Better supervision and oversight
  • Follows directions better, improves code quality
  • Better memory storage and retrieval across context windows

The Scaling Picture

  • Scaling laws paint picture of incremental progress
  • Smooth curve toward human-level AI/AGI
  • Each release gets steadily better in many ways

Human-AI Collaboration

Current State

  • AI makes brilliant moves but also basic errors
  • Key difference from humans: judgment vs generative capability much closer in AI
  • Humans can judge things they can’t do; AI’s judgment and generation are similar
  • Major role for humans: managers who sanity-check AI work

The Shift

  • Moving from co-pilot (human approval needed) to end-to-end task completion
  • Founders now selling direct workflow replacements
  • Human-AI collaboration most interesting for advanced tasks

AI’s Unique Strength: Breadth

Depth vs Breadth

  • Math: work on one theorem for a decade (depth)
  • Biology, psychology, history: putting together vast information across areas (breadth)
  • AI during pre-training imbibes all of human civilization’s knowledge
  • Particular overhang in areas requiring breadth no single human expert has

Green Field Opportunities

  • Finance (Excel spreadsheet users)
  • Law (though more regulated)
  • Any skilled task involving sitting at a computer interacting with data
  • Integrating AI into existing businesses

Physics Background and AI Research

The Physicist’s Approach

  • Ask the “dumbest possible questions”
  • Look at the big picture
  • Notice very simple trends
  • Scaling laws discovery came from this mindset

Predicting the Future

  • Scaling laws give one way to predict: trends will continue
  • Like GDP and economic trends - reliable indicators
  • Details of implementation remain hard to predict

Jared Kaplan,Anthropic联合创始人和扩展定律研究的先驱之一,分享了关于AI模型如何训练以及为什么扩展是AI进步的根本驱动力的见解。

从物理学到AI

背景

  • 职业生涯大部分时间是理论物理学家
  • 母亲是科幻作家 - 激发了对物理学的兴趣,想探索超光速旅行
  • 对基本问题感兴趣:宇宙是确定性的吗?我们有自由意志吗?
  • 在物理学职业生涯中认识了许多Anthropic联合创始人
  • 最初对AI持怀疑态度(“SVM没那么令人兴奋”)
  • 大约六年前被说服转向AI

AI训练的两个阶段

第一阶段:预训练

  • 训练AI模型模仿人类书写的文本
  • 学习数据中的相关性
  • 教模型哪些词可能跟在其他词后面
  • 现代模型现在包括多模态数据

第二阶段:强化学习

  • 使用人类反馈优化模型行为
  • 强化被选择为有帮助、诚实和无害的行为
  • 抑制不良行为
  • 早期Claude版本使用简单的比较界面

扩展定律:关键发现

基本洞察

  • 问了”愚蠢”的物理学家问题:数据应该多大?它有多大帮助?
  • 发现了非常精确的趋势 - 和物理学或天文学中的任何东西一样精确
  • 随着计算、数据和模型规模的扩大,性能可预测地提高

为什么这很重要

  • 在许多数量级上观察到的趋势
  • 给予信心,AI将以可预测的方式变得越来越聪明
  • 不是研究人员突然变聪明了 - 而是找到了系统性改进AI的方法

强化学习中的扩展

  • Andy Jones使用更简单的Hex游戏研究了AlphaGo的扩展定律
  • 在RL训练中发现了类似的直线趋势
  • 预训练和RL都显示出扩展的好处

AI能力:两个轴

灵活性(Y轴)

  • AI满足我们需求的能力
  • 从狭窄系统(AlphaGo只会下围棋)到多模态模型的进步
  • 朝着处理人类能处理的所有模态发展

任务时间范围(X轴)- 更有趣

  • 人类完成AI能做的任务需要多长时间
  • 大约每7个月翻一番(根据METR研究)
  • 目前处于小时级任务
  • 预计将达到天、周、月、年级别

未来愿景

  • AI模型或数百万个模型协同工作
  • 能够完成整个人类组织的工作
  • 可以在几天/几周内完成50年的理论物理进展

人类级AI还需要什么?

需要的关键要素

  1. 组织知识

    • AI需要像在公司工作多年的人一样的背景
    • 不仅仅是空白状态的交互
  2. 记忆

    • 跟踪长期任务的进度
    • 构建和检索相关记忆
    • 正在构建到Claude 4中
  3. 监督/监管

    • 理解细微差别
    • 解决困难、模糊的任务
    • 为RL生成细致的奖励信号
    • 超越”代码通过测试”或”数学答案正确”
  4. 复杂性递进

    • 从文本模型到多模态到机器人
    • 预计扩展将继续带来收益

给构建者的建议

构建还不太能工作的东西

  • AI模型正在快速变好
  • 如果Claude 4对你的产品”有点太笨”,Claude 5会让它工作
  • 在AI能力的边界上实验

用AI来整合AI

  • 主要瓶颈:AI发展速度超过我们整合它的速度
  • 利用AI进行AI整合以加速采用

找到快速采用的领域

  • 软件工程正在爆发式地整合AI
  • 问题:编程之后是什么?
  • 寻找70-80%准确率就足够好的领域

关于Claude 4

相比3.7 Sonnet的改进

  • 3.7”有点太急切” - 会做任何事来让测试通过
  • Claude 4改进了编程和其他应用的代理能力
  • 更好的监督和监管
  • 更好地遵循指示,提高代码质量
  • 更好的跨上下文窗口的记忆存储和检索

扩展图景

  • 扩展定律描绘了渐进式进步的图景
  • 向人类级AI/AGI的平滑曲线
  • 每次发布都在许多方面稳步改进

人机协作

当前状态

  • AI做出精彩的动作但也会犯基本错误
  • 与人类的关键区别:AI的判断与生成能力更接近
  • 人类可以判断他们做不到的事情;AI的判断和生成相似
  • 人类的主要角色:作为管理者检查AI的工作

转变

  • 从副驾驶(需要人类批准)转向端到端任务完成
  • 创始人现在直接销售工作流程替代方案
  • 人机协作对高级任务最有趣

AI的独特优势:广度

深度vs广度

  • 数学:在一个定理上工作十年(深度)
  • 生物学、心理学、历史:整合跨领域的大量信息(广度)
  • AI在预训练期间吸收了人类文明的所有知识
  • 在需要单个人类专家不具备的广度的领域有特别的优势

绿地机会

  • 金融(Excel电子表格用户)
  • 法律(虽然监管更严格)
  • 任何涉及坐在电脑前与数据交互的技能任务
  • 将AI整合到现有业务中

物理学背景与AI研究

物理学家的方法

  • 问”最愚蠢的问题”
  • 看大局
  • 注意非常简单的趋势
  • 扩展定律的发现来自这种思维方式

预测未来

  • 扩展定律提供了一种预测方式:趋势将继续
  • 像GDP和经济趋势一样 - 可靠的指标
  • 实施细节仍然难以预测